Credential Checkup

Silver Oak Advisory Group is a Registered Investment Advisor (RIA) and we are registered with the Securities and Exchange Commission. The RIA registration form is called an ADV and it consists of two parts:

Part 1 requires information about the investment advisor's business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the advisor or its employees. Part 1 is organized in a check-the-box, fill-in-the-blank format. The SEC reviews the information from this part of the form to process registrations and manage its regulatory and examination programs.

Part 2 requires investment advisors to prepare narrative brochures written in plain English that contain information such as the types of advisory services offered, the advisor's fee schedule, disciplinary information, conflicts of interest, and the educational and business background of management and key advisory personnel of the advisor. The brochure is the primary disclosure document that investment advisors provide to their clients.

You can also review our individual credentials with the Certified Financial Plannerâ„¢ Board of Standards and FINRA Broker Check (Firm CRD# 108298).

Additional Links